Global Tenet Compliance Limited · 國際天能合規有限公司
Managing regulatory risk today — positioning your firm for tomorrow.
管理今日監管風險，為您的企業迎接明日挑戰。
What We Do · 我們的服務
We provide end-to-end compliance solutions tailored to the needs of asset managers, fund managers, brokers, and cross-border financial institutions operating in Hong Kong.
我們為在香港營運的資產管理公司、基金管理人、經紀商及跨境金融機構提供全面的合規解決方案。
Full-cycle support for Type 1, 4, 9 and other SFC licence applications — from initial assessment to approval. 全程協助Type 1、4、9及其他SFC牌照申請，由初步評估至獲批。
Enquire now →Day-to-day compliance support, regulatory reporting, policy development, and internal review. 日常合規支援、監管申報、政策制訂及內部審查。
Enquire now →Build your compliance framework from the ground up — policies, manuals, controls, and staffing advisory. 全面建立合規架構，包括政策、手冊、監控機制及人員配置建議。
Enquire now →AML/CFT policy design, transaction monitoring frameworks, and KYC review programmes aligned with HKMA and SFC requirements. 制訂AML/CFT政策、交易監控框架及KYC審查方案，符合HKMA及SFC要求。
Enquire now →Respond to SFC/HKMA regulatory queries, inspections, and enforcement actions with agility and precision. 迅速及精準地應對SFC/HKMA監管查詢、巡查及執法行動。
Enquire now →Advisory on Mainland China and cross-border regulatory requirements for financial institutions operating across jurisdictions. 為跨境營運金融機構提供中國內地及跨境監管要求諮詢服務。
Enquire now →Our Approach · 我們的方針
"In a dynamic regulatory environment, compliance is not a cost centre — it is a competitive advantage."
「在瞬息萬變的監管環境下，合規不是成本中心，而是競爭優勢。」
We conduct a thorough regulatory exposure review before recommending any solution, ensuring advice is grounded in your specific risk profile. 我們在提出建議前進行全面的監管風險評估，確保意見切合您的具體風險狀況。
We understand that no two firms are alike. Every compliance framework we design is proportionate to your business size, model, and risk appetite. 我們理解每家機構均有其獨特性，所有合規架構均按其規模、業務模式及風險承受能力量身定制。
Our team brings direct experience from within regulatory bodies, giving us an authoritative understanding of how regulators think and what they look for. 我們的團隊擁有監管機構內部工作經驗，深刻理解監管機構的思維模式與審查重點。
We stay with you beyond the advice. From policy drafting to training and regulatory submissions, we are your partner at every step. 我們不止於提供建議，由政策起草、培訓到監管申報，全程伴您同行。
About Us · 關於我們
Global Tenet Compliance Limited (國際天能合規有限公司) is a professional compliance consultancy based in Hong Kong, founded by a team of experienced ex-regulators and senior compliance officers with over 20 years of combined industry experience.
國際天能合規有限公司是一家專業合規諮詢公司，總部位於香港，由一批擁有超過20年行業經驗的前監管機構人員及資深合規主任創立。
We serve SFC-licensed firms, emerging asset managers, family offices, and cross-border financial institutions seeking practical, commercially-minded compliance support. Our clients include external asset managers, fund managers, brokerage firms, and institutions navigating Hong Kong's complex regulatory landscape.
我們服務的對象包括持牌機構、新興資產管理公司、家族辦公室及跨境金融機構，為其提供務實且具商業思維的合規支援。客戶涵蓋外部資產管理人、基金管理人、經紀商及在香港複雜監管環境中尋求指引的金融機構。
Insights · 洞見
The SFC has continued to refine its expectations for Type 9 licence applicants, particularly around governance, substance requirements, and ongoing reporting obligations. We outline the key developments and what they mean for your firm.
Read more →A practical guide to aligning your AML/CFT programme with the HKMA's latest supervisory expectations.
Read more →For firms operating across jurisdictions, understanding the interaction between Hong Kong and Mainland regulatory regimes is essential.
Read more →Get in Touch · 聯繫我們
Whether you are applying for an SFC licence, building a compliance function, or seeking expert guidance on regulatory matters, our team is ready to help.
無論您正申請SFC牌照、建立合規架構，抑或就監管事宜尋求專業意見，我們的團隊隨時為您提供協助。